July 21, 2015

FSR Letter to DoL: Comments on Revised Definition of Investment Advice and Related Exemptions

FSR filed comments to the Department of Labor on its proposed fiduciary standard. FSR also filed its “SIMPLE PTE”, FSR’s solution to the DoL’s proposal.

FSR Letter to DoL: Comments on Revised Definition of Investment Advice and Related Exemptions
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FSR filed comments to the Department of Labor on its proposed fiduciary standard. FSR also filed its “SIMPLE PTE”, FSR’s simpler solution to the DoL’s proposal.